Annual Report 2022–23

72 香港中文大學年報 CUHK Annual Report 2022–2023 The annual risk management exercise implemented in the University facilitates embracing risks and building resilience in response to the ever-changing environment. The University tackles different challenges by using dynamic processes of risk identification, assessment, mitigation and monitoring (including compliance) continuously in its operations and management. Through its bottom-up approach, the University’s risk review exercise in 2022-23 involved 45 units / offices to update their respective local risk registers. More than 200 local risk items were evaluated and justified in the above dynamic processes. The top-down approach distilled the risk information collected upward with the management’s evaluation and justification in different risk groups to formulate the University’s institutional risk register. The Council approved this institutional risk register which described the risk details, set the corresponding mitigations and specified the responsible owners in the following risk groups: • Academic and student experience • Business and strategy • Compliance • Financial • Human resources • Information technology 大學每年進行風險管理檢討，有助於在複雜多 變的環境下承擔風險，建立韌性。在營運和管 理方面，大學採用了動態的過程去進行識別、 評估、緩解和監察（包括合規審查），確保能持 續應對各項挑戰。 大學在 2022-23年度所進行之風險管理檢討 是採取從下而上的方式，過程涉及45個單位 或辦事處，更新了各自適用的風險管控表，透 過上述動態過程，對超過200個風險項目進 行評估及引證。 自上而下的方式是把從上收集得來的風險信 息進行整理，並由管理層對不同風險組別進行 評估和引證，以制訂大學的機構風險管控表。 該表經由大學校董會批核，按照以下風險組別 描述各項風險詳情，設定相應的緩解措施，並 列明所屬責任人： • 學術及學生體驗 • 商業及策略 • 合規 • 財務 • 人力資源 • 資訊科技 風險管理 Risk Management